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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2010-07-30 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | New York | NY | 07/2010 | 08/2023 |
| Capitol Street Financial Services Group, Llc. | Macon | GA | 06/2004 | Present |
| Alston Hall Killen | Macon | GA | 03/1978 | Present |
| Osaic Wealth, Inc | New York | NY | 08/2023 | Present |
1) CAPITOL STREET FINANCIAL SERVICES GROUP LLC; INVESTMENT RELATED; 850 WALNUT STREET MACON GA 31201; OWNER/STATUTORY AGENT; STARTED 10/2006; 25 HRS/MTH; 25 HRS/MTH DURING ST HOURS; SALE OF FIXED LIFE AND ANNUITY, INDIVIDUAL AND GROUP MEDICAL, LONG TERM CARE AND DISABILITY. 2) MACON LIONS CLUB AND MACON LIONS BLUB CHARITIES INC; NON-INVESTMENT RELATED; MACON GEORGIA; BOARD MEMBER; STARTED 06/1992; <1 HR/MTH; <1 HR/MTH DURING ST HOURS; AS BOARD MEMBER VOTE ON CHARITABLE REQUESTS AND ALLOCATIONS OF ASSETS FOR DISTRIBUTION. 2) ALSTON HALL KILLEN POSITION: Other - Self employed non-statutory independent contractor subject to 1099 compensation. NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 45 SECURITIES TRADING HOURS: 20 START DATE: 10/01/2021 ADDRESS: A. Hall Killen CLU, ChFCC, 3124 Louise Place1, Macon GA 31204, United States DESCRIPTION: agent writing lines of fixed life and annuity; individual and group medical, long term care and disability benefits outside of broker dealer affiliation with various product sponsors. Except as indicated as "all affiliations, this is updated for new affiliations 3) A.. HALL KILLEN CLU, CHFC POSITION: AGENT/PRODUCER NATURE: sole proprietor- INDEPENDENT AGENT INVESTMENT RELATED: No NUMBER OF HOURS: 45 SECURITIES TRADING HOURS: 20 START DATE: 10/01/2021 ADDRESS: 3124 Place, macon GA 31204, United States DESCRIPTION: DUTIES AND acvities for production/service with clients for fixed only business has not changed from original disclosures on file. The address where fixed client business files are now kept changed Oct. 1, 2021 when the registered branch location was moved to its current location. client files for fixed only business are maintained at my home address disclosed above. the type and nature of the fixed business has not changed - only the location of the files and the point of customer contact from a personal home computer at that new location. 4) A. HALL KILLEN, CLU, CHFC POSITION: independent producer/ NATURE: sole propiertor-independent agent for fkixed-only life, health, disabilitynincomeThe content/type of fixed business activity has not changed since previously disclosed. As of October 1, 2021 client files are no longer kept at the registered branch location which has changed. Client files for these activities have been moved when branch location changed in Octo INVESTMENT RELATED: No NUMBER OF HOURS: 45 SECURITIES TRADING HOURS: 20 START DATE: 10/01/2021 ADDRESS: 3124 Louise Place, Macon. GA 31204, United States DESCRIPTION: production and service of primarily existing clients on fixed business only
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-18 |
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