James Marc Morris

Employer firm

Fma Wealth Management, LLC CRD 313049

$174M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1976 → Present
  Jm Morris & Associates
  Duxbury, MA
• 01/1980 → 11/2019
  Commonwealth Financial Network
  Waltham, MA
• 11/2019 → 04/2021
  Fsa Wealth Management, Llc
  Duxbury, MA
• 03/2021 → Present
  Fma Wealth Management, Llc
  Duxbury, MA
• 10/2000 → 09/2020
  Financial Management Associates, Llc
  Duxbury, MA

Previous Registrations

• 2019-11-13 → 2021-04-12
  Fsa Wealth Management, Llc
  Duxbury, MA
  Needham, MA
• 2001-01-01 → 2020-09-29
  Financial Management Associates, Llc
  Duxbury, MA
• 2006-11-14 → 2019-11-01
  Commonwealth Financial Network
  Duxbury, MA
  Duxbury, MA

Other Businesses

1.) J.M. Morris & Associates: Servicing fixed insurance products; less than 1 hour per month; as of 06/06/19; conducted at branch location; investment related. 2.) J.M. Morris & Associates: Planning and data preparation, as owner and client manager assisting client with the preparation of tax returns but does not physically prepare or sign any returns, spends 2-4 hrs/day during tax season, non-investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  1980-04-23

Designations

• Certified Financial Planner