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Michael John Miller

Advisory Services Network

Mequon, WI

Atlanta, GA

CRD 705441

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Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-07
WI RA APPROVED 2018-06-28
  • TX RA
    APPROVED_RES
    Since 2025-01-07
  • WI RA
    APPROVED
    Since 2018-06-28

Branch Locations

Mequon, WI • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackhawk - Capital Thiensville WI 04/2014 06/2018
Advisory Services Network, Llc Atlanta GA 06/2018 Present
  • 04/2014 → 06/2018
    Blackhawk - Capital
    Thiensville, WI
  • 06/2018 → Present
    Advisory Services Network, Llc
    Atlanta, GA
Previous Registrations
Other Businesses

HOMESTEAD REALTY INC: REAL ESTATE BROKERS LICENSE IN WISCONSIN SINCE 2018; APPROXIMATELY 20% OF TIME SPENT ON THIS ACTIVITY. NOT INVESTMENT RELATED. CPA - TAX PREPARATION AND BOOKEEPING SINCE FEBRUARY 2011. APPROXIMATELY 10% OF TIME SPENT. NON INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-02
S63 Uniform Securities Agent State Law Examination 1980-03-06
  • S65 Uniform Investment Adviser Law Examination
    2012-10-02
  • S63 Uniform Securities Agent State Law Examination
    1980-03-06
Other Names
  • Michael J Miller
  • Mike Miller

View on SEC IAPD

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