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Current Employers
Bcg Securities, Inc.

51 Haddonfield Road Suite 210, Cherry Hill, NJ 08002 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-04-21
WA RA APPROVED 2017-01-30
TX RA APPROVED_RES 2016-12-22
NJ RA APPROVED 2016-12-21
  • FL RA
    APPROVED
    Since 2017-04-21
  • WA RA
    APPROVED
    Since 2017-01-30
  • TX RA
    APPROVED_RES
    Since 2016-12-22
  • NJ RA
    APPROVED
    Since 2016-12-21

Branch Locations

51 Haddonfield Road Suite 210, Cherry Hill, NJ 08002 • UNITED STATES

Park Ridge, NJ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Rochelle Park NJ 02/2015 10/2016
Raymond James Financial Services Advisors Inc. Rochelle Park NJ 02/2015 10/2016
Axia Financial Advisors, Llc Rochelle Park NJ 02/2015 10/2016
Gpl Wealth Management, Llc Rochelle Park NJ 02/2015 10/2016
Bcg Securities, Inc. Cherry Hill NJ 11/2016 Present
Bcg Securities, Inc. Cherry Hill NJ 12/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-26
S63 Uniform Securities Agent State Law Examination 1980-01-31
  • S65 Uniform Investment Adviser Law Examination
    2007-12-26
  • S63 Uniform Securities Agent State Law Examination
    1980-01-31
Other Names
  • Douglas J Pruett

View on SEC IAPD

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