Best Investors Account Sign in
Inactive

Mark Joseph Kennedy

Hd Money, Inc.

Sarasota, FL

Monorail Securities LLC

Sarasota, FL

CRD 705094

Claim This Profile
Employer firm

Hd Money, Inc. CRD 167623

$386M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Hd Money, Inc.

3322 Bee Ridge Road Suite 200, Sarasota, FL 34239 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-02-16
  • FL RA
    APPROVED
    Since 2022-02-16

Branch Locations

3322 Bee Ridge Road Suite 200, Sarasota, FL 34239 • United States

Monorail Securities Llc

3322 Bee Ridge Rd Suite 200, Sarasota, FL 34239 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-29
  • FL RA
    APPROVED
    Since 2018-08-29

Branch Locations

3322 Bee Ridge Rd Suite 200, Sarasota, FL 34239 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Monorail Securities Sarasota FL 01/2018 Present
Viewtrade Securities, Inc. Boca Raton FL 03/2020 10/2022
Northeast Arbitrage Ltd Sarasota FL 03/2000 01/2018
Hd Money, Inc. Sarasota FL 01/2022 Present
  • 01/2018 → Present
    Monorail Securities
    Sarasota, FL
  • 03/2020 → 10/2022
    Viewtrade Securities, Inc.
    Boca Raton, FL
  • 03/2000 → 01/2018
    Northeast Arbitrage Ltd
    Sarasota, FL
  • 01/2022 → Present
    Sarasota, FL
Other Businesses

Monorail Securities - CIO - Registered Investment Advisor 3322 Bee Ridge Road Sarasota, FL 34239 Investment Related - Fee based RIA - No conflict HD Money - CIO - Registered Investment Advisor 3322 Bee Ridge Road Sarasota, FL 34239 Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-23
S63 Uniform Securities Agent State Law Examination 1980-05-14
  • S65 Uniform Investment Adviser Law Examination
    2018-08-23
  • S63 Uniform Securities Agent State Law Examination
    1980-05-14

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Sarasota, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor