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3322 Bee Ridge Road Suite 200, Sarasota, FL 34239 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-02-16 |
Branch Locations
3322 Bee Ridge Road Suite 200, Sarasota, FL 34239 • United States
3322 Bee Ridge Rd Suite 200, Sarasota, FL 34239 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-08-29 |
Branch Locations
3322 Bee Ridge Rd Suite 200, Sarasota, FL 34239 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Monorail Securities | Sarasota | FL | 01/2018 | Present |
| Viewtrade Securities, Inc. | Boca Raton | FL | 03/2020 | 10/2022 |
| Northeast Arbitrage Ltd | Sarasota | FL | 03/2000 | 01/2018 |
| Hd Money, Inc. | Sarasota | FL | 01/2022 | Present |
Monorail Securities - CIO - Registered Investment Advisor 3322 Bee Ridge Road Sarasota, FL 34239 Investment Related - Fee based RIA - No conflict HD Money - CIO - Registered Investment Advisor 3322 Bee Ridge Road Sarasota, FL 34239 Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1980-05-14 |
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