Stephen Alexander Perove

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-07-10

PA RA
APPROVED

Since 2025-07-10

Branch Locations

Altoona, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cadaret, Grant & Co., Inc.	Altoona	PA	11/1993	07/2025
Perove Wealth Management	Altoona	PA	08/2012	Present
Lpl Financial Llc	Altoona	PA	07/2025	Present

11/1993 → 07/2025

Cadaret, Grant & Co., Inc.

Altoona, PA
08/2012 → Present

Perove Wealth Management

Altoona, PA
07/2025 → Present

Lpl Financial Llc

Altoona, PA

Previous Registrations

2019-12-19 → 2025-07-10

Cadaret, Grant & Co., Inc.

Altoona, PA

Other Businesses

1- 07/2025 - Perove Financial Incorporated - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/25/1993 - 80 hours per month/ during trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1979-09-24

S63 Uniform Securities Agent State Law Examination

1979-09-24

Other Names

Steve Perove
Stephen A Perove

View on SEC IAPD