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Current Employers
Novak & Powell Financial Services, Inc.

146 Second St N Suite 310, St. Petersburg, FL 33701 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
  • FL RA
    APPROVED
    Since 2025-01-01

Branch Locations

146 Second St N Suite 310, St. Petersburg, FL 33701 • United States

14385 Walsingham Road, Largo, FL 33774 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Largo FL 07/2003 Present
Raymond James Financial Services Advisors, Inc. Largo FL 01/2010 Present
Novak & Powell Financial Services, Inc St. Petersburg FL 01/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-10
S63 Uniform Securities Agent State Law Examination 1993-03-31
  • S65 Uniform Investment Adviser Law Examination
    1994-01-10
  • S63 Uniform Securities Agent State Law Examination
    1993-03-31

View on SEC IAPD

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