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Joel Michael Dziedzic

LPl Financial LLC

Ft. Lauderdale, FL

CRD 704756

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-06
MI RA APPROVED 2025-03-06
PA RA APPROVED 2025-03-06
  • FL RA
    APPROVED
    Since 2025-03-06
  • MI RA
    APPROVED
    Since 2025-03-06
  • PA RA
    APPROVED
    Since 2025-03-06

Branch Locations

Ft. Lauderdale, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Investment Center, Inc. Ft. Lauderdale FL 09/1995 03/2025
Ic Advisory Services Inc Ft. Lauderdale FL 06/2006 03/2025
Lpl Financial Llc Ft. Lauderdale FL 03/2025 Present
  • 09/1995 → 03/2025
    The Investment Center, Inc.
    Ft. Lauderdale, FL
  • 06/2006 → 03/2025
    Ic Advisory Services Inc
    Ft. Lauderdale, FL
  • 03/2025 → Present
    Ft. Lauderdale, FL
Previous Registrations
  • 2006-07-10 → 2025-03-06
    Ic Advisory Services, Inc.
    Ft. Lauderdale, FL
    Bedminster, NJ
Other Businesses

1- 03/06/2025 - Joel Dziedzic - Non-Variable Insurance Commission Trails - Investment Related - At Reported Business Location(s) - Start Date 09/02/2016

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-05
S63 Uniform Securities Agent State Law Examination 1981-09-04
  • S66 Uniform Combined State Law Examination
    2006-07-05
  • S63 Uniform Securities Agent State Law Examination
    1981-09-04
Other Names
  • Joel Michael Dziedzil
  • Joel M Dziedzic

View on SEC IAPD

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