Richard Thomas Suro

Employer firm

Lincoln Investment CRD 519

$22.0B regulatory AUM 595 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2006 → 11/2016
  Questar Capital Corporation
  Minneapolis, MN
• 11/2007 → 11/2016
  Questar Asset Management
  Minneapolis, MN
• 01/2017 → Present
  Lincoln Investment
  Jenkintown, PA
• 04/2001 → Present
  Richard T Suro Associates, Inc
  Fairless Hills, PA

Previous Registrations

• 2007-11-19 → 2016-12-19
  Questar Asset Management, Inc.
  Fairless Hills, PA

Other Businesses

RICHARD T. SURO ASSOCIATES, INC., INVESTMENT REALTED, 333 OXFORD VALLEY RD - STE 508 FAIRLESS HILLS PA 19030, FINANCIAL SERVICES, PRESIDENT, 4/2001, 0 HRS/MO, NONE DURING TRADING, ONGOING RESPONSIBILITIES OF RUNNING COMPANY, MEETING WITH CLIENTS, MARKETING, OFFICE ADMIN. REAL ESTATE AGENT, INVESTMENT RELATED, 333 N OXFORD VALLEY RD - STE 508, FAIRLESS HILLS PA 19030, REAL ESTATE SALES, REFERRING AGENT, 6/2013, 1 HR/MO, NONE DURING TRADING, ACTING AS A REFERRAL SOURCE FOR NJ REAL ESTATE BUYERS/SELLERS. Insurance Position: Agent Nature: Insurance Investment Related: Yes Hours: 5 Securities Trading Hours: 5 Start Date: 1/1/1975 Address: 333 N. Oxford Valley Road Suite 508 Fairless Hills, PA 19030 Description: Insurance product sales and service. Term life insurance, whole life insurance, universal life insurance, accident and health insurance, disability income insurance, long-term care insurance, fixed annuities sales.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-11-13
• S63 Uniform Securities Agent State Law Examination
  1990-04-16