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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-19
OK RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-02-19
  • OK RA
    APPROVED
    Since 2009-06-01

Branch Locations

Mcalester, OK • United States

2200 South Utica Place Suite 500, Tulsa, OK 74114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Bartlesville OK 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
Morgan Stanley Smith Barney Llc Mcalester OK 12/2019 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Bartlesville, OK
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 12/2019 → Present
    Morgan Stanley Smith Barney Llc
    Mcalester, OK
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-18
S63 Uniform Securities Agent State Law Examination 1980-02-02
  • S65 Uniform Investment Adviser Law Examination
    1994-02-18
  • S63 Uniform Securities Agent State Law Examination
    1980-02-02
Other Names
  • Nancy Stout
  • Nancy Kay May
  • Nancy Kay Fisher
  • Nancy Kay Bolls
  • Nancy Kay Harrison

View on SEC IAPD

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