John William Sullivan

Current Employers

Employment History

• 05/2007 → Present
  Lpl Financial Llc
  Center Valley, PA
• 07/2011 → Present
  Private Advisor Group, Llc
  Center Valley, PA
• 01/1997 → Present
  Capital Planning Services Corp.
  Center Valley, PA

Previous Registrations

• 1991-02-19 → 2007-05-04
  Valley National Advisers Inc
  Center Valley, PA

Other Businesses

1. 04/12/2007 - CAPITAL PLANNING SERVICE CORP - NON-VARIABLE INSURANCE - SALES OF FIXED ANNUITIES, TERM, UNIVERSAL, LTC, AND INDUSTRIAL DISABILITY INSURANCE. - 10% OF TIME SPENT - CENTER VALLEY, PA 2. 07/15/2009 - Capital Planning Wealth Management - INV REL - DBA for LPL Business (entity for LPL business) 3. 07/11/2011 - CAPITAL PLANNING WEALTH MANAGEMENT - REGISTERED INVESTMENT ADVISOR DBA - (FP) CAPITAL PLANNING WEALTH MANAGEMENT - PROVIDE DETAILED RECOMMENDATIONS/INVESTMENT ADVICE CHARGING EITHER A FIXED FEE OR AN HOURLY FEE. - 1005 OF TIME SPENT - CENTER VALLEY, PA 4. 10/28/2013 - (HYBRID) PRIVATE ADVISOR GROUP - REGISTERED INVESTMENT ADVISOR DBA - (HYBRID) PRIVATE ADVISOR GROUP - PROVIDE ADVISORY SERVICES, WRAP FEE PROGRAM - NO TIME SPENT - CENTER VALLEY, PA 5. 03/06/2014 - Saucon Creek GP LLC - Other-LLC - 10% TIME SPENT - The Company is organized for the business of real estate investment 6. 03/06/2014 - Saucon Creek Partners LP - Other-Limited Partnership - 10% TIME SPENT - Entity established for real estate investment purposes. 7. 11/20/2015 - LTCi Partners - NOT INV REL - 4647 Saucon Creek Rd., Suite 200, Center Valley, PA 18034 - Non-Variable Insurance - START 12/01/2015 - 10 HOURS PER MONTH DURING TRADING - LTC sales with LTCi per LPL Insurance Associates instruction 8. 03/07/2022 - One Resource Group - Investment Related - 13548 Zubrick Rd Roanoke, IN 46783 - Non-Variable Insurance - Financial Advisor - Start Date - 03/03/2022 - 10 Hours Per Month/10 Hours During Securities Trading. 9. 11/05/2013 - Saucon Community Fellowship Church - Non-investment Related - 857 Easton Rd, Bethlehem, PA 18015 - Church - Treasurer - Start Date - 11/05/2013 - 4 Hours Per Month/ 0 Hours During Securities Trading. 10. 12/05/2018 - Bible Fellowship Church - Non-investment Related - 1011 Brookside Road, Allentown, PA 18106- Church Denomination- Treasurer - Start Date - 12/05/2018 - 4 Hours Per Month/ 0 Hours During Securities Trading. 11. 03/06/2014 - Commercial Rental Real Estate - Non-investment Related - 4505 Saucon Creek Road - Real Estate Ownership - Start Date - 03 /06 /2014 - 2Hours Per Month/ 0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-13
• S63 Uniform Securities Agent State Law Examination
  1980-04-11

Designations

Other Names

• John W Sullivan