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Joseph O Reimels

LPl Financial LLC

Iron Station, NC

CRD 704176

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-08-01
  • NC RA
    APPROVED
    Since 2024-08-01

Branch Locations

Iron Station, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corp Iron Station NC 11/2008 07/2024
Lpl Financial Llc Iron Station NC 07/2024 Present
  • 11/2008 → 07/2024
    Lincoln Financial Advisors Corp
    Iron Station, NC
  • 07/2024 → Present
    Lpl Financial Llc
    Iron Station, NC
Previous Registrations
  • 2009-05-29 → 2024-07-31
    Osaic Fa, Inc.
    Exton, PA
    Blue Bell, PA
    Iron Station, NC
  • 2002-08-09 → 2008-12-05
    Hornor, Townsend & Kent, Llc
    Mohnton, PA
    Mohnton, PA
Other Businesses

1 - 07/03/2024 - Joseph Reimels - Non-Variable Insurance - Inv Related - 3 Hours/Month - NC 28080 - OBA Start Date: 08/01/2024.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-01-06
  • S63 Uniform Securities Agent State Law Examination
    1983-01-06
Other Names
  • Joseph O Reimels

View on SEC IAPD

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