Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-11-06 |
| TX | RA | APPROVED_RES | 2023-11-02 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bates Securities, Inc. | Rockford | IL | 03/1985 | 11/2023 |
| Lpl Financial Llc | Quincy | IL | 11/2023 | Present |
1) 07/2023 - Investors Financial Services / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2) 07/2023 - Investors Financial Services / Non-Variable Insurance / Inv. Related / Start date 07/24/2023 - 160 Hrs per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1982-04-01 |
Reach out to this advisor