Earl David Walter

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-10-10
TX	RA	APPROVED_RES	2017-01-17
MD	RA	APPROVED	2012-09-28

FL RA
APPROVED

Since 2018-10-10
TX RA
APPROVED_RES

Since 2017-01-17
MD RA
APPROVED

Since 2012-09-28

Branch Locations

360 Garfield Ave, Winter Park, FL 32789 • United States

Orlando, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Columbia	MD	03/2009	Present
City National Bank	Columbia	MD	08/2019	12/2023

03/2009 → Present

Rbc Capital Markets Corporation

Columbia, MD
08/2019 → 12/2023

City National Bank

Columbia, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-09-27
S63	Uniform Securities Agent State Law Examination	1979-12-14

S65 Uniform Investment Adviser Law Examination

2012-09-27
S63 Uniform Securities Agent State Law Examination

1979-12-14

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Exams

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