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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-05 |
| TX | RA | APPROVED | 2023-05-04 |
Branch Locations
8625 Tam 8625 Tamiami Trail N. 4Th Floor, Naples, FL 34108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Naples | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Naples | FL | 11/2016 | 05/2023 |
| Wells Fargo Advisors Financial Network, Llc | Naples | FL | 05/2023 | Present |
MCCAIN HOLDINGS LLC, INV RELATED, NAPLES, FL, 100% OWNERSHIP, START 2/9/2023, 160 HOURS PER MONTH, 8 HOURS DUIRNG TRADING, FINET PRACTICE.| CLARITY WEALTH REAL ESTATE HOLDINGS LLC; INV RELATED; NAPLES, FL; 20% OWNERSHIP; START DATE 06/02/2025; 1 HOUR PER MONTH; 1 HOUR DURING TRADING; LLC HOLD LEASE FOR FINET PRACTICE
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1980-01-08 |
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