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Ann Azcona Ewin

LPl Financial LLC

Metairie, LA

New Orleans, LA

CRD 704034

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-17
LA RA APPROVED 2006-04-11
  • TX RA
    APPROVED
    Since 2020-09-17
  • LA RA
    APPROVED
    Since 2006-04-11

Branch Locations

One Galleria Blvd, Ste 1813, Metairie, LA 70001 • United States

New Orleans, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco Private Ledger Corp. Metairie LA 04/2006 Present
  • 04/2006 → Present
    Linsco Private Ledger Corp.
    Metairie, LA
Other Businesses

1. 05/01/06 - ANN A. EWIN, LLC /DBA 2. 01/15/2008 - NON-VARIABLE INSURANCE, ANN A. EWIN, 10% OF TIME SPENT.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-10-13
  • S63 Uniform Securities Agent State Law Examination
    1982-10-13
Designations
  • Certified Financial Planner
Other Names
  • Ann Hoz Azcona
  • Ann Elizabeth Azcona
  • Hoz Azcona
  • Ann Elizabeth Azcona
  • Ann Azcona Hoz
  • Ann E Azcona

View on SEC IAPD

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