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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-09-23 |
| NC | RA | APPROVED | 2005-08-22 |
Branch Locations
695 E Arlington Blvd Stes 101 & 200, Greenville, NC 27858 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Greenville | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greenville | NC | 11/2016 | Present |
POWER OF ATTORNEY FOR MOTHER, INV RELATED, HENDERSON, NC, START: 12/2015, 2 HOURS PER MONTH/0 DURING TRADING. ST. JAMES UNITED METHODIST CHURCH; NOT INV. RELATED; GREENVILLE, NC; ADDITIONAL CHECK SIGNER; START DATE 7/20203; 1 HR PER MONTH; 1 HR DURING TRADING; DUTIES: ADDITIONAL CHECK SIGNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-07 |
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