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John Conway

Conway Asset Management, Inc.

Grosse Pointe Farms, MI

CRD 703946

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Employer firm

Conway Asset Management, Inc. CRD 291197

$35.2M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Conway Asset Management, Inc.

21 Kercheval Ave. Suite 390, Grosse Pointe Farms, MI 48236-3773 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-09-30
  • MI RA
    APPROVED
    Since 2019-09-30

Branch Locations

21 Kercheval Ave. Suite 390, Grosse Pointe Farms, MI 48236-3773 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Conway Asset Management, Inc. Grosse Pointe Farms MI 04/1988 Present
Previous Registrations
  • 2010-10-29 → 2014-12-31
    Conway Asset Management, Inc.
    Grosse Pointe Farms, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-30
S63 Uniform Securities Agent State Law Examination 1985-12-06
  • S65 Uniform Investment Adviser Law Examination
    2019-09-30
  • S63 Uniform Securities Agent State Law Examination
    1985-12-06
Other Names
  • John Conway

View on SEC IAPD

Nearby Firms

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
DWP
POINTE CAPITAL MANAGEMENT LLC

Nearby Investors

MARK WOJTAS
NOAH EDWARD ROBINSON
ANDREW CAMDEN

Nearby Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GROSSE POINTE FARMS, MI
DWP · GROSSE POINTE FARMS, MI
POINTE CAPITAL MANAGEMENT LLC · GROSSE POINTE FARMS, MI

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