David Dana Stone

Employer firm

Iht Wealth Management LLC CRD 171481

$9.80B regulatory AUM 326 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → 05/2017
  Morgan Stanley & Co., Incorporated
  Chicago, IL
• 06/2009 → 05/2017
  Morgan Stanley Smith Barney
  Chicago, IL
• 01/2015 → 05/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 05/2017 → Present
  Lpl Financial, Llc
  Chicago, IL
• 05/2017 → Present
  Iht Wealth Management, Llc
  Chicago, IL

Previous Registrations

• 2009-06-01 → 2017-05-30
  Morgan Stanley
  Chicago, IL
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Chicago, IL
• 2006-09-29 → 2007-04-02
  Morgan Stanley Dw Inc.
  Chicago, IL
• 2006-09-20 → 2006-10-12
  William Blair
  Chicago, IL
  Chicago, IL
  Chicago, IL

Other Businesses

1.05/26/2017 - IHT WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ CHICAGO, IL 2. 05/26/2017 - LPL / 100%/ CHICAGO, IL 3) 06/12/2017 -IHT WEALTH MANAGEMENT-investment related- At reported business location(s)-Registered Investment Advisor-start 5/26/2017-Hours per month 72/ Hours during trading 18- Time spent percent 42%-I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 05/26/2017. I expect to spend approximately [ 72 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-23
• S63 Uniform Securities Agent State Law Examination
  1980-01-31