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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-07
WI RA APPROVED 2015-07-07
IN RA APPROVED 2013-01-31
IL RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2025-01-07
  • WI RA
    APPROVED
    Since 2015-07-07
  • IN RA
    APPROVED
    Since 2013-01-31
  • IL RA
    APPROVED
    Since 2009-01-02

Branch Locations

917 Plum Grove Rd. Ste. A, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Schaumburg IL 03/2005 Present
Raymond James Financial Services Advisors, Inc Schaumbug IL 01/2009 Present
Fanning Investment Partners, Inc Schaumburg IL 10/2007 Present
Previous Registrations
Other Businesses

1. Name of Business: Fanning Investment Partners, Inc Address: 917 N Plum Grove Rd Ste A, Schaumburg, IL, 60173, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/12/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Fin Adv

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-02
S63 Uniform Securities Agent State Law Examination 1980-05-30
  • S66 Uniform Combined State Law Examination
    2002-05-02
  • S63 Uniform Securities Agent State Law Examination
    1980-05-30
Other Names
  • Kevin Patrick Fanning

View on SEC IAPD

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