David H. Pottenger

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1994 → Present
  Citigroup Global Markets Inc.
  Durham, NC
• 06/2009 → Present
  Morgan Stanley Smith Barney
  Durham, NC
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 1995-02-22 → 2009-06-01
  Citigroup Global Markets Inc.
  Durham, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-06-21
• S63 Uniform Securities Agent State Law Examination
  1980-02-06

Other Names

• David Huston Pottenger
• David Huston Pottenger
• David Huston Pottenger Iii
• David Huston Pottenger
• David H. Pottenger Iii