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David H. Pottenger

Morgan Stanley

Chapel Hill, NC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-23
NC RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • NC RA
    APPROVED
    Since 2009-06-01

Branch Locations

6340 Quadrangle Drive Suite 300, Chapel Hill, NC 27517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Durham NC 03/1994 Present
Morgan Stanley Smith Barney Durham NC 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 03/1994 → Present
    Citigroup Global Markets Inc.
    Durham, NC
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Durham, NC
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-21
S63 Uniform Securities Agent State Law Examination 1980-02-06
  • S65 Uniform Investment Adviser Law Examination
    1993-06-21
  • S63 Uniform Securities Agent State Law Examination
    1980-02-06
Other Names
  • David Huston Pottenger
  • David Huston Pottenger
  • David Huston Pottenger Iii
  • David Huston Pottenger
  • David H. Pottenger Iii

View on SEC IAPD

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Other Offices

FRANKLIN STREET ADVISORS INC. · CHAPEL HILL, NC
ABSHER WEALTH MANAGEMENT, LLC · CHAPEL HILL, NC
FRANKLIN STREET ADVISORS INC. · CHAPEL HILL, NC
RBC CAPITAL MARKETS, LLC · Chapel Hill, NC
TRUIST ADVISORY SERVICES, INC. · CHAPEL HILL, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHAPEL HILL, NC
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CHAPEL HILL, NC
ROBERT W. BAIRD & CO. INCORPORATED · Chapel Hill, NC

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