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Osaic Advisory Services, LLC CRD 171070
$15.5B regulatory AUM 170 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-13 |
| MA | RA | APPROVED | 2025-02-05 |
| RI | RA | APPROVED | 2025-01-29 |
| TX | RA | APPROVED_RES | 2025-01-28 |
| NJ | RA | APPROVED | 2024-10-15 |
| NM | RA | APPROVED | 2024-10-14 |
| CA | RA | APPROVED | 2024-10-12 |
| CT | RA | APPROVED | 2024-10-12 |
| MI | RA | APPROVED | 2024-10-12 |
| NY | RA | APPROVED | 2024-10-12 |
| NC | RA | APPROVED | 2024-10-12 |
| PA | RA | APPROVED | 2024-10-12 |
| SC | RA | APPROVED | 2024-10-12 |
| VA | RA | APPROVED | 2024-10-12 |
Branch Locations
2329 Hwy 34 Suite 303, Manasquan, NJ 08736 • United States
2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Portfolios Financial Services, Inc. | Red Bank | NJ | 02/2004 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | Present |
| Osaic Advisory Services, Inc | Atlanta | GA | 10/2024 | Present |
1. INDEPENDENT INSURANCE AGENT POSITION: agent NATURE: SELL LIFE, HEALTH AND ANNUITIES INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2001 ADDRESS: 689 Stony Hill Road, Yardley PA 19067, United States DESCRIPTION: I receive overrides as agent 2. SEAS SOCIETY FOR THE EDUCATION OF AMERICAN SAILORS, WWW.SAILSEAS.COM. TEACHES SAILING. NOT SECURITIES RELATED. $0 COMPENSATION, 15-40 HRS PER MONTH, 0 HRS DURING MARKET HRS. 3. ATLAS BENEFITS CORPORATION - INSURANCE AGENCY - WILL BE GA, 50% OWNER. COMMISSION/OVERRIDES. 10 HOURS PER MONTH, NONE DURING MARKET HOURS. 4. SUMMIT CONDO ASSOCIATION. ELECTED PRESIDENT. 10% OWNERSHIP OF UNITS OCCUPIED FOR AP OFFICE. START DATE 4/10/2015. NOT SECURITIES RELATED. 2-4 HOURS DEVOTED PER MONTH, 1-2 HOURS DURING MARKET HOURS. 5. SEAS SOCIETY FOR THE EDUCATION OF AMERICAN SAILORS POSITION: publicity NATURE: SEAS teaches sailing....SEAS as non profit...my address was added only for Google search purposes. We teach at Brookdale Community College INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 2329 Rt 34, suite 303, Manasquan NJ 08736, United States DESCRIPTION: I post our events on Meetup.com 6. ATLAS BENEFITS CORPORATION POSITION: COMMISSION/OVERRIDES NATURE: INSURANCE AGENCY INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2001 ADDRESS: 2329 Rt 34, MANASQUAN NJ 08736, United States DESCRIPTION: Atlas Benefits once held GA contracts with insurance companies. Now it collects fee for business written many years ago. It also owns real estate specifically my office. 7. GENERAL REFERRAL POSITION: inactive real estate agent NATURE: REAL ESTATE CORPORATION CURRENTLY HOLDING MY REAL ESTATE LICENSE INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2000 ADDRESS: 32 Central Ave, Midland Park NJ 07432, United States DESCRIPTION: I previously I held my inactive real estate license with ARC Real Estate. I received my license in the 90's 8. SUMMIT CONDO ASSOCIATION POSITION: President NATURE: Corporate Condo association INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 04/10/2015 ADDRESS: 2329 Rt 34, MANASQUAN NJ 08736, United States DESCRIPTION: Working with the condo board to keep the building operational.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1981-02-18 |
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