Best Investors Account Sign in

Kemilou Pomplun

Wells Fargo Clearing Services, LLC

Pawleys Island, SC

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-08
SC RA APPROVED 2014-03-17
NC RA APPROVED 2003-07-01
  • TX RA
    APPROVED_RES
    Since 2025-10-08
  • SC RA
    APPROVED
    Since 2014-03-17
  • NC RA
    APPROVED
    Since 2003-07-01

Branch Locations

227 Business Center Dr, Pawleys Island, SC 29585 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlotte NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 Present
Previous Registrations
  • 2003-03-31 → 2003-07-01
    Prudential Equity Group, Llc
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-03
S63 Uniform Securities Agent State Law Examination 1980-10-30
  • S65 Uniform Investment Adviser Law Examination
    1992-11-03
  • S63 Uniform Securities Agent State Law Examination
    1980-10-30
Other Names
  • Kemilou Kennedy

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
KESTRA ADVISORY SERVICES, LLC
NEW REPUBLIC PARTNERS
EDWARD JONES
J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CETERA INVESTMENT ADVISERS LLC
HARDWICK CAPITAL MANAGEMENT, LLC

Other Investors

FRANK MCLEOD MUNN
Michelle Longcor Cumbie
Carson A Munn
Andrew Marc Friedman
MICHAEL MECHAB MILBEE
TEAGUE C MATHEWS
JOHN DERRICK STALVEY
MARISSA M HOLDAWAY

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pawleys Island, SC
KESTRA ADVISORY SERVICES, LLC · Pawleys Island, SC
NEW REPUBLIC PARTNERS · Pawleys Island, SC
EDWARD JONES · Pawleys Island, SC
J.P. MORGAN SECURITIES LLC · Pawleys Island, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PAWLEYS ISLAND, SC
CETERA INVESTMENT ADVISERS LLC · PAWLEYS ISLAND, SC
HARDWICK CAPITAL MANAGEMENT, LLC · PAWLEYS ISLAND, SC

More in Pawleys Island, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor