Alison Ann Farrin

Current Employers

Employment History

• 09/1991 → Present
  Innovative Pension Strategies, Inc.
  Poway, CA
• 11/2011 → Present
  Seaside Advisory
  Oceanside, CA
• 08/2014 → Present
  Fortune Financial Services, Inc
  New Brighton, PA

Previous Registrations

• 2012-01-04 → 2018-05-23
  Seaside Financial & Insurance Services
  Carlsbad, CA

Other Businesses

PRESIDENT, INNOVATIVE PENSION STRATEGY & DESIGN, SINCE 9/1990. 14251 DANIELSON ST. POWAY, CA. TITLE-PRESIDENT. DUTIES-PENSION DESIGN & ADMIN. 160 HOURS/MONTH. BUILDING OWNER/MEMBER, SCRIPPS POWAY OFFICE PARK WEST, NOT INVESTMENT RELATED. PROPERTY MANAGER WHITE KNIGHT PENSION CONSULTING, INC. REMEDIAL PENSION ADMIN, TITLE-ADMINISTRATOR, INNOVATIVE INVESTMENT STRATEGIES, INC. NOT INVESTMENT. INSURANCE COMMISSIONS, TITLE, VICE PRESIDENT, AGENT OF RECORD. SEASIDE ADVISORY, INVESTMENT RELATED [RIA] DUTIES, CONSULTING AFORTUNADO PARTNERS. SINCE 07/2003. NOT INVESTMENT-RELATED.14251 DANIELSON ST., POWAY, CA. BUILDING OWNER/MEMBER. 2 HR/MO. SCRIPPS POWAY OFFICE PARK WEST. SINCE 10/2003. NOT INVESTMENT-RELATED. PROPERTY MANAGER - 1 HOUR PER MONTH. 401K PROFESSIONAL ADVISORS - 14251 DANIELSON ST. POWAY, CA 92064. 10 HRS/MO. REMEDIAL PENSION ADMIN. TITLE-ADMINISTRATOR. 10 HOURS/MONTH. INNOVATIVE INVESTMENT STRATEGIES, INC. SINCE 10/1990. NOT-INVESTMENT-RELATED. 14251 DANIELSON STREET, POWAY, CA. INSURANCE COMMISSIONS. TITLE-VICE PRESIDENT. DUTIES-AGENT OF RECORD, HR. 3 HOURS/MONTH. SEASIDE ADVISORY. SINCE 11/2011. INVESTMENT-RELATED. 209 N. DITMAR, OCEANSIDE, CA. RIA. TITLE-ASSOCIATE. DUTIES-CONSULTING. 5-7 HOURS/MONTH. ALISON FARRIN CONSULTING SERVICES; CONSULTANT; CONDUCT EDUCATIONAL SEMINARS FOR PARTICIPANTS TO HELP THEM UNDERSTAND THE TERMINOLOGY USED FOR 401(K)'S.; 12975 BROOKPRINTER PLACE SUITE 200 POWAY CA 92064; HELPS PARTICIPANTS IN 401(K) PLANS UNDERSTAND THE TERMINOLOGY AND HOW A 401(K) WORKS. ; 2019-01-01; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 5; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 5

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-01-13
• S63 Uniform Securities Agent State Law Examination
  1992-12-10

Other Names

• Alison Ann Gendreau
• Alison Ann Newdigate