James Rodney Keith Hardy

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1990 → 12/2022
  Group H Advisory Corporation
  Moneta, VA
• 08/1990 → 11/2023
  Fsc Securities Corporation
  Moneta, VA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Moneta, VA

Previous Registrations

• 2023-01-24 → 2023-11-03
  Fsc Securities Corporation
  Sarasota, FL
  Moneta, VA
  Mclean, VA
• 1990-09-17 → 2022-12-31
  Group H Advisory Corporation
  Moneta, VA

Other Businesses

1. GROUP H CAPITAL CORPORATION POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/07/1990 ADDRESS: 181 Spinnaker Sail Court, Moneta VA 24121, United States DESCRIPTION: Owner of insurance agency through which license is maintained.

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-09-02

Designations

• Chartered Financial Consultant

Other Names

• James R Hardy