Inactive

Albert G Flores

Arax Advisory Partners

Greenwood Village, CO

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Current Employers

Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-12-15
CO	RA	APPROVED	2015-12-14

TX RA
APPROVED

Since 2015-12-15
CO RA
APPROVED

Since 2015-12-14

Branch Locations

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

7000 E. Belleview Ave., Suite 260, Greenwood Village, CO 80231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Srs Capital Advisors, Inc.	Denver	CO	02/2015	Present

02/2015 → Present

Srs Capital Advisors, Inc.

Denver, CO

Previous Registrations

2011-10-20 → 2015-02-09

Seal Financial Services, Inc.

Denver, CO
2008-01-28 → 2011-09-13

Charles Schwab & Co., Inc.

Englewood, CO

Englewood, CO
2011-09-01 → 2011-09-01

Geneos Wealth Management, Inc.

Denver, CO
2006-10-19 → 2007-11-13

Rbc Capital Markets, Llc

Cheyenne, WY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-08-24

S66 Uniform Combined State Law Examination

2006-08-24

Designations

Other Names

Albert Gilbert Flores

View on SEC IAPD

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