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Paul Christman Barone

D.A. Davidson & Co.

Nolensville, TN

Seattle, WA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-08-03
ID RA APPROVED 2020-09-14
TX RA APPROVED_RES 2018-10-04
MT RA APPROVED 2013-05-06
  • TN RA
    APPROVED
    Since 2026-08-03
  • ID RA
    APPROVED
    Since 2020-09-14
  • TX RA
    APPROVED_RES
    Since 2018-10-04
  • MT RA
    APPROVED
    Since 2013-05-06

Branch Locations

Nolensville, TN • United States

Columbia Center, 701 5Th Avenue Suite 4050, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Nolensville TN 06/2009 Present
Previous Registrations
  • 1997-02-20 → 2003-05-30
    A. G. Edwards & Sons, Inc.
    Coeur D'ALene, ID
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-28
S65 Uniform Investment Adviser Law Examination 1997-02-01
S63 Uniform Securities Agent State Law Examination 1980-01-22
  • S66 Uniform Combined State Law Examination
    2018-02-28
  • S65 Uniform Investment Adviser Law Examination
    1997-02-01
  • S63 Uniform Securities Agent State Law Examination
    1980-01-22
Other Names
  • Paul Christman Barone
  • Chris Barone
  • Paul Christopher Barone

View on SEC IAPD

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