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Gregory Michael Hollingsworth

Prospera Financial Services, Inc.

Metairie, LA

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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-12-06
  • LA RA
    APPROVED
    Since 2021-12-06

Branch Locations

2121 Airline Dr Ste 160, Metairie, LA 70001 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Dorsey & Company, Inc. New Orleans LA 09/1990 12/2021
Prospera Financial Services Inc. Dallas TX 12/2021 Present
Previous Registrations
  • 2006-09-01 → 2021-12-03
    Dorsey & Company, Inc.
    New Orleans, LA
    New Orleans, LA
    New Orleans, LA
    Harahan, LA
Other Businesses

Dorsey & Company; Investment Related - Yes; 2121 Airline Dr, Ste 160, Metairie, LA 70001; DBA; Financial Advisor; 12/2021; 160 Hours Per Month; 160 During Trading Hours; Providing financial planning and investment-related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-28
S63 Uniform Securities Agent State Law Examination 1980-01-18
  • S65 Uniform Investment Adviser Law Examination
    1997-05-28
  • S63 Uniform Securities Agent State Law Examination
    1980-01-18

View on SEC IAPD

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