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Michael David Fielding

Wells Fargo Clearing Services, LLC

Boston, MA

Winthrop, MA

CRD 702762

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2021-09-20
TX RA APPROVED_RES 2011-12-07
CA RA APPROVED 2006-04-21
  • ME RA
    APPROVED
    Since 2021-09-20
  • TX RA
    APPROVED_RES
    Since 2011-12-07
  • CA RA
    APPROVED
    Since 2006-04-21

Branch Locations

125 High St Ste 1359A, Boston, MA 02110 • United States

Winthrop, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Boston MA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Boston MA 11/2016 Present
Other Businesses

CHRISTMAS CHARITABLE TRUST, INV RELATED, WINTHROP, MA, FOUNDER & TRUSTEE, 60 HRS PER YR, RAISE & DISTRIBUTE FUNDS, FILE TAXES, REGISTRATIONS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-21
S63 Uniform Securities Agent State Law Examination 1980-02-22
  • S65 Uniform Investment Adviser Law Examination
    2003-10-21
  • S63 Uniform Securities Agent State Law Examination
    1980-02-22

View on SEC IAPD

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Nearby Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA

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