Rochelle Cohen

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2018-10-30

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2018-10-30

Branch Locations

6965 Yellowstone Blvd, Forest Hills, NY 11375 • United States

Long Island City, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Securities America Inc	Lavista	NE	12/2010	10/2018
Securities America Advisors	Lavista	NE	03/2011	10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bayside	NY	10/2018	Present
Bank Of America, N.A.	Bayside	NY	11/2018	Present

12/2010 → 10/2018

Securities America Inc

Lavista, NE
03/2011 → 10/2018

Securities America Advisors

Lavista, NE
10/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bayside, NY
11/2018 → Present

Bank Of America, N.A.

Bayside, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2011-02-04
S65	Uniform Investment Adviser Law Examination	2000-12-13

S63 Uniform Securities Agent State Law Examination

2011-02-04
S65 Uniform Investment Adviser Law Examination

2000-12-13

Other Names

Shelley Cohen
Rochelle S Cohen
Rochelle Cohen Einig
Rochelle Susan Cohen

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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