Best Investors Account Sign in

Karol Turner

Steward Partners Investment Advisory, LLC

Riverdale, NJ

Stamford, CT

Claim This Profile
Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-15
TX RA APPROVED 2024-11-15
  • NJ RA
    APPROVED
    Since 2024-11-15
  • TX RA
    APPROVED
    Since 2024-11-15

Branch Locations

73 Newark Pompton Turnpike 2Nd Floor, Riverdale, NJ 07457 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Riverdale NJ 04/2007 11/2024
Steward Partners Investment Solutions, Llc Riverdale NJ 11/2024 Present
Steward Partners Investment Advisory, Llc Riverdale NJ 11/2024 Present
Steward Partners Global Advisory, Llc Riverdale NJ 11/2024 Present
Burklow & Rotella, Llc Riverdale NJ 04/2007 11/2024
Previous Registrations
  • 2007-04-20 → 2024-11-20
    Ameriprise Financial Services, Llc
    Riverdale, NJ
    Riverdale, NJ
    Woodland Park, NJ
  • 2004-11-08 → 2007-04-25
    Ryan Beck & Co.
    Florham Park, NJ
    Florham Park, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-05
S63 Uniform Securities Agent State Law Examination 1980-01-09
  • S65 Uniform Investment Adviser Law Examination
    2004-11-05
  • S63 Uniform Securities Agent State Law Examination
    1980-01-09
Other Names
  • Karol Turner
  • Karol Turner
  • Karol Lee Turner

View on SEC IAPD

Other Firms

LPL ENTERPRISE, LLC
HIGHLAND FINANCIAL ADVISORS, LLC
EDWARD JONES
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
TD PRIVATE CLIENT WEALTH LLC
CETERA INVESTMENT ADVISERS LLC
ON INVESTMENT MANAGEMENT CO

Other Investors

John Joseph Occhipinti
Nicholas S Capezzuto
Kelley Jean Trilling
Jason Miles Burklow
CHRISTOPHER MICHAEL ROTELLA
TIMOTHY MORGAN BURKLOW
JOHN PAUL BARBARY
ERIC R LEVENS

Other Offices

STEWARD PARTNERS INVESTMENT ADVISORY, LLC · RIVERDALE, NJ
LPL ENTERPRISE, LLC · RIVERDALE, NJ
HIGHLAND FINANCIAL ADVISORS, LLC · RIVERDALE, NJ
EDWARD JONES · POMPTON LAKES, NJ
J.P. MORGAN SECURITIES LLC · Pompton Plains, NJ
EDWARD JONES · POMPTON PLAINS, NJ
STATE FARM INVESTMENT MANAGEMENT CORP. · Wayne, NJ
TD PRIVATE CLIENT WEALTH LLC · Pompton Plains, NJ

More in Riverdale, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor