Henry Iii,Henry Wagner Iii

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → Present
  Ubs Financial Services Inc
  San Francisco, CA

Previous Registrations

• 2011-02-11 → 2011-05-02
  Intl Advisory Consultants Inc.
  San Francisco, CA
• 2005-11-07 → 2011-02-14
  Nollenberger Capital Partners Inc.
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
• 2008-08-01 → 2010-12-31
  Nollenberger Capital Investment Advisory Inc.
  San Francisco, CA
• 1997-07-08 → 2005-11-09
  Morgan Stanley Dw Inc.
  San Francisc, CA

Other Businesses

1) R. F. TRUST / NOVATO,CA 94949 / PERSONAL TRUST / PERSONAL TRUST / TRUSTEE / MANAGE INVESTMENTS / DISTRIBUTE INCOME / PAY BILLS / START DATE 10/30/1985 // 2) C. B. D. TRUST / NOVATO,CA 94949 / PERSONAL TRUST / PERSONAL TRUST / TRUSTEE / MANAGE INVESTMENTS / DISTRIBUTE INCOME / PAY BILLS / START DATE 08/10/1993 // 3) A. L. L. IRREVOCABLE TRUST / 554 MONTRIDGE WAY EL DORADO HILLS,CA 95762 / TRUST/ OTHER IRREVOCABLE TRUST / EDUCATION FUNDING / TRUSTEE / / PAY BILLS / START DATE 01/03/2000 // 4) 7 Alconbury Way (7AW); Novato, CA; Rental property (7AW); Real Estate; Rental Property; Proprietor / owner; Collect rent; maintain property; Start date: 6/20/2023 // 5) M Property Trust J W M Trustee, CA United States, This is a personal trust., This is a revokable living trust for J. C-M, Other, My wife is named as Successor Trustee. Administration of J's estate (when promoted)., Start date 6/5/2024

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-02-04
• S63 Uniform Securities Agent State Law Examination
  1980-01-22

Other Names

• Hank Wagner
• Henry Weinhard Wagner
• Henry Weinhard Wagner
• Henry Weinhard Wagner Iii
• Henry Weinhard Wagner
• Henry Weinhard Wagner
• Henry Weinhard Wagner
• Henry Iii,Henry Wagner Iii
• Henry Weinhard Wagner Iii
• Henry Wagner