David Howard Siegel

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2012-03-13

GA RA
APPROVED

Since 2012-03-13

Branch Locations

1 Primerica Parkway, Duluth, GA 30099 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Primerica Financial Services	Duluth	GA	08/1995	Present
Pfs Investments Inc.	Duluth	GA	10/1995	Present

08/1995 → Present

Primerica Financial Services

Duluth, GA
10/1995 → Present

Pfs Investments Inc.

Duluth, GA

Other Businesses

Management/Operations of investment-related products Insurance salesman

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-04-10
S63	Uniform Securities Agent State Law Examination	1980-01-22

S65 Uniform Investment Adviser Law Examination

1995-04-10
S63 Uniform Securities Agent State Law Examination

1980-01-22

Other Names

David Hvoward Siegel

View on SEC IAPD