Dennis Richard Tierney

Current Employers

Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-02-10
MI	RA	APPROVED	2013-11-18
OH	RA	APPROVED	2009-01-16
IL	RA	APPROVED	2006-03-10
IN	RA	APPROVED	2005-11-22

FL RA
APPROVED

Since 2017-02-10
MI RA
APPROVED

Since 2013-11-18
OH RA
APPROVED

Since 2009-01-16
IL RA
APPROVED

Since 2006-03-10
IN RA
APPROVED

Since 2005-11-22

Branch Locations

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

14 S Hickory St, Frankfort, IL 60423 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lasalle St. Securities, L.L.C.	Elmhurst	IL	11/2005	Present

11/2005 → Present

Lasalle St. Securities, L.L.C.

Elmhurst, IL

Previous Registrations

2001-06-14 → 2005-11-21

Wells Fargo Clearing Services, Llc

Orland Park, IL

Other Businesses

LASALLE ST. INVESTMENT ADVISORS, L.L.C.- RIA; FIXED INSURANCE;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-05-19
S63	Uniform Securities Agent State Law Examination	1986-06-26

S65 Uniform Investment Adviser Law Examination

1994-05-19
S63 Uniform Securities Agent State Law Examination

1986-06-26

View on SEC IAPD

Current Employers

Lasalle St. Investment Advisors, L.L.C.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews