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Usa Financial Securities LLC CRD 103857
$297M regulatory AUM 374 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6020 East Fulton Street, Ada, MI 49301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-02 |
| MI | RA | APPROVED | 2025-01-02 |
| OR | RA | APPROVED | 2025-01-02 |
| AZ | RA | APPROVED | 2024-09-11 |
Branch Locations
6020 E. Fulton Street, Ada, MI 49301 • United States
755 West Big Beaver Rd, Troy, MI 48084 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cna Insurance Companies | South Field | MI | 01/1992 | Present |
| Gnz Financial | Troy | MI | 11/1994 | Present |
| Usa Financial Securities Corporation | Ada | MI | 07/2006 | Present |
1. Gregory N. Zott - 1431 Ravineview Ct. Bloomfield Hills, MI 48304. Start date 01/30/2006. Life and Health Insurance. Offer annuity and life insurance services. Investment related. 50 hours per month devoted to business. 100 hours per month devoted during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1980-03-05 |
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