Thomas Philip Befumo

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-24
TX	RA	APPROVED_RES	2025-01-24

CA RA
APPROVED

Since 2025-01-24
TX RA
APPROVED_RES

Since 2025-01-24

Branch Locations

Foster City, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Befumo Insurance Group, Inc.	San Mateo	CA	11/1998	06/2019
Lincoln Financial Advisors	Campbell	CA	12/2015	01/2025
Osaic Wealth, Inc.	Foster City	CA	01/2025	Present

11/1998 → 06/2019

Befumo Insurance Group, Inc.

San Mateo, CA
12/2015 → 01/2025

Lincoln Financial Advisors

Campbell, CA
01/2025 → Present

Osaic Wealth, Inc.

Foster City, CA

Previous Registrations

2016-08-09 → 2025-01-24

Osaic Fa, Inc.

Foster City, CA

Campbell, CA

Other Businesses

1) Thomas Befumo, 1124 Blythe Street, Foster City, CA. Insurance, Investment related, agent, offers disability insurance, fixed annuities, traditional life insurance, and long term care, Started on 12/14/2015 working 160 HPM 100 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-08-01
S63	Uniform Securities Agent State Law Examination	2014-11-01

S65 Uniform Investment Adviser Law Examination

2016-08-01
S63 Uniform Securities Agent State Law Examination

2014-11-01

Other Names

Thomas P Befumo

View on SEC IAPD