Richard Smith Tonge

Current Employers

Tonge Investments

Belgrade, ME • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2015-02-25
ME	RA	APPROVED	2010-02-10

NH RA
APPROVED

Since 2015-02-25
ME RA
APPROVED

Since 2010-02-10

Branch Locations

Belgrade, ME • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Tonge Investment Services	Waterville	ME	05/1997	Present

05/1997 → Present

Tonge Investment Services

Waterville, ME

Other Businesses

I HOLD AN INSURANCE LICENSE TO BE ABLE TO SELL AND MANAGE ANNUITIES

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-08-21
S65	Uniform Investment Adviser Law Examination	1996-08-21

S63 Uniform Securities Agent State Law Examination

1996-08-21
S65 Uniform Investment Adviser Law Examination

1996-08-21