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Susan Bolen Lowry

Stifel, Nicolaus & Company, Incorporated

Plymouth, MA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-30
CA RA APPROVED 2014-02-05
  • TX RA
    APPROVED_RES
    Since 2019-07-30
  • CA RA
    APPROVED
    Since 2014-02-05

Branch Locations

18 Main Street Extension Suite 303, Plymouth, MA 02360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus Harwick MA 05/2008 Present
  • 05/2008 → Present
    Stifel Nicolaus
    Harwick, MA
Other Businesses

1. Notary; 24 Beacon St, Boston, MA 02133; Notary Services; 01/04/2023; 1 Hour per Quarter; During securities trading hours; Not Investment-Related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-14
S63 Uniform Securities Agent State Law Examination 1986-11-17
  • S65 Uniform Investment Adviser Law Examination
    2012-05-14
  • S63 Uniform Securities Agent State Law Examination
    1986-11-17
Other Names
  • Susan Gail Bolen

View on SEC IAPD

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Other Offices

SHP WEALTH MANAGEMENT, LLC · PLYMOUTH, MA
EDWARD JONES · PLYMOUTH, MA
INTEGRATED WEALTH CONCEPTS LLC · PLYMOUTH, MA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Plymouth, MA
CONDON WEALTH MANAGEMENT, INC. · PLYMOUTH, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Plymouth, MA
LPL FINANCIAL LLC · PLYMOUTH, MA
FLAGSHIP HARBOR ADVISORS, LLC · Plymouth, MA

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