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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| NJ | RA | APPROVED | 2009-10-09 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
Morristown, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Florham Park | NJ | 10/2009 | Present |
| City National Bank | Florham Park | NJ | 01/2018 | Present |
VALLEY NATIONAL BANK; YES; 1455 VALLEY ROAD, WAYNE, NJ; COMMERCIAL BANK; ADVISORY BOARD MEMBER; 1998; .00001%; 0; ATTENDS MEETINGS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-08 |
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