Robert Joseph Tarlov

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2002 → Present
  Paragon Financial Group
  Avon, CT
• 03/2005 → 01/2023
  Harrison, Tarlov & Associates
  Avon, CT
• 09/2014 → 06/2021
  Voya Financial Advisors
  Avon, CT
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2001-02-27 → 2021-06-09
  Voya Financial Advisors, Inc.
  Windsor, CT
  Avon, CT
  Vero Beach, FL

Other Businesses

1.NAME OF ENTITY:PARAGON FINANCIAL GROUP; YES; 20 TOWER LANE; AVON; CT; 06001; FINANCIAL SERVICES/DBA; OWNER; 1/7/2002; 160; 160; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS; 2.NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; 20 TOWER LANE; AVON; CT; 06001; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/2/2009; 160; 160; SALES OF FIXED INSURANCE PRODUCTS; 3.NAME OF ENTITY:TARLOV FINANCIAL GROUP; YES; 20 TOWER LANE; AVON; CT; 06001; FINANCIAL SERVICES/DBA; OWNER; 8/28/2008; 280; 280; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS; 4.NAME OF ENTITY:MERIDEN ROTARY CLUB; NO; 577 SOUTH BROAD ST; MERIDEN; CT; 6450; CIVIL ORGANIZATION; SECRETARY; 1/1/1985; 8; 8; MAINTAIN MEMBERSHIP RECORDS, RECORD ATTENDANCE, DISTRIBUTE NOTICES OF MEETINGS, AND ANY OTHER DUTIES PERTAINING TO OFFICE OF SECRETARY; 5.NAME OF ENTITY:TUTLE HOLLOW DRESSAGE; NO; 8500 65TH ST; VERO BEACH; FL; 32967; EQUINE TRAINING AND BREEDING HORSES; SPOUSE-OWNED; 7/28/1985; 0; 0; BUSINESS THAT TRAINS AND BREEDS HORSES; 6.NAME OF ENTITY:TWO BRIDGES EQUESTRIAN HOMEOWNERS ASSOCIATION; NO; 8500 65TH STREET, TURTLE HOLLOW DRESSAGE; VERO BEACH; FL; 32967; HOA; SECRETARY; 8/1/2018; 1; 0; SEND OUT NOTICE AND TAKE MINUTES OF ANNUAL MEETING AND DIRECT INCOMING MAIL; 7.NAME OF ENTITY:TARLOV FORD BERRY FINANCIAL GROUP; YES; 20 TOWER LANE; AVON; CT; 06001; FINANCIAL SERVICES/DBA; IAR; 5/5/2021; 250; 130; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS; 8. NAME OF OTHER BUSINESS: PARAGON FINANCIAL GROUP, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX PREPARATION; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: CPA; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PREPARING INCOME TAX RETURNS;

Exams

• S66 Uniform Combined State Law Examination
  2001-11-28
• S63 Uniform Securities Agent State Law Examination
  1997-03-24

Designations

• Certified Financial Planner