Best Investors
Account
Sign in
Best Investors
Account
Sign in
Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-11-10 |
Branch Locations
170 Radnor Chester Road, Suite 101, Radnor, PA 19087 • United States
142 West 57Th Street 12Th Fl, New York, NY 10019 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | New York | NY | 01/2015 | 11/2023 |
| B. Riley Wealth Advisors, Inc. | New York | NY | 07/2022 | 11/2023 |
| Wedbush Securities | New York | NY | 11/2023 | Present |
(1) NOTARY PUBLIC; NOT INVESTMENT RELATED; ALBANY, NY; NOTARY PUBLIC SERVICE; NOTARY PUBLIC; START: 01/1975; APPROX: NO HOURS DURING BUSINESS HOURS, OCCASIONAL; DUTIES: ON OCCASION NOTARIZE DOCUMENTS. -----
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1979-06-20 |
Reach out to this advisor