Joel Newton Cousins

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2009-09-11
TX	RA	APPROVED_RES	2009-09-11

OK RA
APPROVED

Since 2009-09-11
TX RA
APPROVED_RES

Since 2009-09-11

Branch Locations

2100 South Utica Avenue Suite 100, Tulsa, OK 74114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Muskogee	OK	09/2009	Present

09/2009 → Present

Stifel, Nicolaus & Company, Incorporated

Muskogee, OK

Previous Registrations

1991-01-01 → 2009-09-11

Ubs Financial Services Inc.

Weehawken, NJ

Muskogee, OK

Other Businesses

1. Wall Street Building LLC; 213 North Third St. Muskogee OK 74401; Commercial Office Building; I formed an LLC to hold title to my office building; deposit rent and pay bills; 09/01/2017; 0.50 Hour(s) Per Month; not during securities trading hours; Investment-Related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-10-02
S63	Uniform Securities Agent State Law Examination	1981-07-15

S65 Uniform Investment Adviser Law Examination

1992-10-02
S63 Uniform Securities Agent State Law Examination

1981-07-15

View on SEC IAPD