Richard Ewing Martin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1973 → 06/2020
  Great Southern Life
  Dallas, TX
• 07/1988 → Present
  Insurance Specialists
  Brownwood, TX
• 09/2014 → 06/2020
  Voya Financial Advisors
  Brownwood, TX
• 06/2020 → Present
  Lpl Financial Llc
  Brownwood, TX

Previous Registrations

• 2004-11-10 → 2020-06-26
  Voya Financial Advisors, Inc.
  Norman, OK
  Brownwood, TX
  Brownwood, TX

Other Businesses

1. 6/22/2020 - Insurance Specialists, Inc. - Investment Related - At Reported Business Location(s) - Insurance Agency - Owner, Agent & VP - Started 7/1/1991 - Time Spent 20%. 2. 6/22/2020 - Richard E. Martin, C. L. U., A Professional Corp - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 1984 - Selling health and life insurance; med care sup; fixed annuities; group health. 3. 6/22/2020 - No Business Name - Investment Related - 201 N. FISK AVENUE; BROWNWOOD; TX; 76801 - Real Estate Rental - Owner - Started 1988 - 1 Hour Per Month.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-10-17

Other Names

• Rick Martin