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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 1995-03-17 |
| TX | RA | APPROVED_RES | 1995-01-28 |
Branch Locations
Virgina Beach, VA • United States
Wells Fargo Center/ 440 Monticello Avenue Suite 2000, Norfolk, VA 23510 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Norfolk | VA | 01/1995 | Present |
| #Ia Painewebber Incorporated | Norfolk | VA | 03/1995 | Present |
1) central business district assn. / one columbus center, virginia beach, va 23462 / Association (i.e., Trade or Industry, Sport...) / Services (Business, Professional, Support) / support business district / Member of Board of Directors / board member to provide advise / Start Date: 4/3/2017 / 8 hours // 2) whro public broadcasting / norfolk, va / bert schmidt public education / No / Member of a board committee with management or supervisory functions / board of directors / Start Date 06/01/2017 / Appointed // 3) virginia beach library foundation / virginia beach blvd, virginia beach, va 23454 / Charity / support community library / Treasurer / Start date: 6/1/2021 / Investment-related: No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1979-11-07 |
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