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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-01-05
  • MI RA
    APPROVED
    Since 2010-01-05

Branch Locations

27755 Stansbury Blvd Ste 275, Farmington Hills, MI 48334 • United States

Livonia, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Farmington Hills MI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Farmington Hills MI 11/2016 Present
Other Businesses

LIVONIA BROWNFIELD REDEVELOPMENT AUTHORITY; NOT INV RELATED; LIVONIA, BOARD MEMBER; START 2011; LESS THAN ONE HOUR PER MONTH DEVOTED; NOT DURING TRADING HOURS; DUTIES: ATTENDING MEETINGS, REVIEWING & APPROVING THE ISSUANCE OF TAX CREDITS FOR UNDERUTILIZED REAL ESTATE IN THE CITY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-03
S63 Uniform Securities Agent State Law Examination 1983-10-05
  • S65 Uniform Investment Adviser Law Examination
    1998-02-03
  • S63 Uniform Securities Agent State Law Examination
    1983-10-05

View on SEC IAPD

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