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Louis James Zone

Westminster Financial Advisory Corp

Beavercreek, OH

Hudson, FL

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Current Employers
Westminster Financial Advisory Corp

50 Chestnut Street Suite A-400, Beavercreek, OH 45440 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-18
VA RA APPROVED 2010-08-20
  • FL RA
    APPROVED
    Since 2022-08-18
  • VA RA
    APPROVED
    Since 2010-08-20

Branch Locations

50 Chestnut Street Suite A-400, Beavercreek, OH 45440 • United States

Hudson, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Westminster Financial Securities, Inc. Vandalia OH 05/2009 Present
  • 05/2009 → Present
    Westminster Financial Securities, Inc.
    Vandalia, OH
Previous Registrations
  • 2006-02-03 → 2009-05-08
    Lpl Financial Llc
    Vienna, VA
    Vienna, VA
  • 2000-03-28 → 2006-02-08
    Osaic Fs, Inc.
    Vienna, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-12
S63 Uniform Securities Agent State Law Examination 1985-04-03
  • S65 Uniform Investment Adviser Law Examination
    1999-10-12
  • S63 Uniform Securities Agent State Law Examination
    1985-04-03
Other Names
  • Louis J Zone

View on SEC IAPD

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PNC WEALTH MANAGEMENT LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
KEY INVESTMENT SERVICES LLC

Other Investors

DANIEL EARL WOLODKIEWICZ
ALEXANDER DANIEL WOLODKIEWICZ
Amy Allen
Michael Allen Beard
MARTIN FRANCIS HUMMEL
BRENT JACKSON
JOHN H CAMPBELL
STEVEN MICHAEL RYAN

Other Offices

EQUITY SERVICES, INC. · BEAVERCREEK, OH
EDWARD JONES · BEAVERCREEK, OH
G. A. REPPLE & COMPANY · BEAVERCREEK, OH
PNC WEALTH MANAGEMENT LLC · BEAVERCREEK, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Beavercreek, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Beavercreek, OH
LPL FINANCIAL LLC · BEAVERCREEK, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Beavercreek, OH

More in Beavercreek, OH

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