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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2013-10-23 |
| TX | RA | APPROVED_RES | 2013-10-21 |
Branch Locations
4200 W 115Th St Ste 200, Leawood, KS 66211-2729 • United States
Scottsdale, AZ • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Overland Park | KS | 10/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Leawood | KS | 03/2020 | Present |
Board of Directors; Band of Angels; general board member, no title; 11890 W 135th St, , , Overland Park, KS, 66221; Not Investment-Related; 07/01/2024; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; TEMPLE CONGREGATION B'NAI JEHUDAH; CHAIRMAN OF THE ENDOWMENT COMMITTEE; 12340 NALLOVERLAND PARK, KS 66211, ,; Investment-Related; 12/12/2018; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1980-02-07 |
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