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James R Wright

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lake Mary, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-10-01
FL RA APPROVED 2005-08-31
  • TX RA
    APPROVED_RES
    Since 2008-10-01
  • FL RA
    APPROVED
    Since 2005-08-31

Branch Locations

250 International Pkwy, Lake Mary, FL 32746 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orlando FL 08/2005 Present
Bank Of America,N.A. Lake Mary FL 06/2011 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-29
S63 Uniform Securities Agent State Law Examination 1983-03-04
  • S65 Uniform Investment Adviser Law Examination
    1994-09-29
  • S63 Uniform Securities Agent State Law Examination
    1983-03-04
Other Names
  • James Reid Wright

View on SEC IAPD

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