James Grady Woodall

Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → Present
  Hornor Townsend & Kent Inc
  Horsham, PA
• 04/2007 → Present
  Penn Mutual Life Ins Co
  Horsham, PA

Previous Registrations

• 2004-09-11 → 2007-04-11
  Oneamerica Securities, Inc.
  Preston, ID
  Salt Lake City, UT
  Malad City, ID
  Midvale, UT

Other Businesses

1) INSURANCE BROKERAGE - DBA: CAMBRIDGE FINANCIAL CENTER, INC., INVESTMENT-RELATED, 1895 E RODEO WALK DR, SUITE 200#B, Holladay, UT 84117, INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY, AGENT, START DATE: 04/01/2007, APPROXIMATE NUMBER OF HOURS/MONTH: 25-40, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: 10-25, DUTIES: SALES AND SERVICE OF INSURANCE PRODUCTS INCLUDING LIFE, HEALTH, DISABILITY, LONG TERM CARE, AND ANNUITIES. 2) DBA: FINANCIAL REDESIGN, INC., NOT-INVESTMENT RELATED, 1731 E. BRIARGLEN LANE, SANDY, UT 84092, S-CORP, SOLE SHAREHOLDER, START DATE: 01/03/1995, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY: LESS THAN 10, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITY TRADING HOURS: LESS THAN 10, DUTIES: S-CORP ESTABLISHED FOR THE PURPOSE OF PAYING 1099 INSURANCE BROKERAGE COMMISSIONS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-03-14

Designations

• Certified Financial Planner

Other Names

• Woody Woodall