Best Investors
Account
Sign in
Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-08-16 |
Branch Locations
5630 Telegraph Rd., Oakville, MO 63129 • United States
10185 Gravois Road, Affton, MO 63123 • United States
4100 Rusty Road, St. Louis, MO 63128 • United States
1102 Bradley St., Festus, MO 63028 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commerce Brokerage Services, Inc | Saint Louis | MO | 12/2015 | 08/2023 |
| Lpl Financial Llc | Oakville | MO | 08/2023 | Present |
1. 03/22/2023 - Commerce Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-17 |
Reach out to this advisor